The #1 portal for Wall Street careers and financial services employment. Browse 1,077 FINRA-registered broker dealer firms with active financial advisor hiring. Submit your resume once — our placement advisors connect you with the right firms.
1,077 FINRA-registered firms with active financial advisor hiring. Select firms, upload your resume, and get Wall Street jobs today.
Your resume will be forwarded to all selected firms. A placement advisor will follow up within 48 hours.
The securities industry encompasses firms and individuals involved in the buying, selling, and underwriting of financial instruments — including stocks, bonds, mutual funds, exchange-traded funds (ETFs), options, and other investment products. At its core are FINRA-registered broker dealers, the licensed firms that serve as intermediaries between investors and the financial markets.
Broker dealers range in size from small, independent boutiques serving a local market to global institutions managing trillions in assets. This diversity means career opportunities exist at every level — from entry-level positions for recent graduates to senior advisory and executive roles for experienced professionals.
A career at a FINRA-registered broker dealer can take many directions. Registered representatives work directly with clients to manage portfolios and execute trades. Investment bankers advise corporations on mergers, acquisitions, and capital raising. Compliance officers ensure firms meet their regulatory obligations. Traders execute transactions in equity, fixed income, and derivatives markets.
Supporting these roles are professionals in operations, technology, risk management, research, marketing, and client services — all essential to the smooth functioning of a broker dealer firm. Many of these support roles do not require FINRA licenses and are accessible to candidates from a wide range of backgrounds.
FINRA Broker Dealer Career Placement Portal
Welcome to the FINRA Broker Dealer Career Placement Portal ("Portal," "we," "us," or "our"). We are committed to protecting your personal information and your right to privacy. This Privacy Policy explains how we collect, use, disclose, and safeguard your information when you visit our website and submit your resume through our career placement services.
Please read this policy carefully. If you disagree with its terms, please discontinue use of the Portal. This Portal is an independent service and is not affiliated with FINRA (Financial Industry Regulatory Authority) or any individual broker dealer firm.
We collect information you voluntarily provide when you use our career placement services, including:
We do not collect Social Security numbers, financial account information, or other sensitive financial data through this Portal.
We use the information we collect for the following purposes:
We may share your personal information in the following circumstances:
We do not sell your personal information to third parties for marketing purposes.
We retain your personal information for as long as necessary to fulfill the purposes outlined in this Privacy Policy, including providing placement services, maintaining records for legitimate business purposes, and complying with legal obligations. You may request deletion of your information at any time by contacting us.
Our Portal may use cookies and similar tracking technologies to enhance your experience and analyze usage. You can control cookie settings through your browser preferences. Disabling cookies may affect certain features of the Portal. We do not use tracking technologies for targeted advertising.
We implement reasonable administrative, technical, and physical security measures to protect your personal information from unauthorized access, disclosure, alteration, or destruction. However, no method of transmission over the internet or electronic storage is 100% secure. We cannot guarantee absolute security of your data.
Depending on your location, you may have certain rights regarding your personal information, including:
To exercise any of these rights, please contact our placement team. We will respond to your request within 30 days.
This Portal is intended for adults seeking employment in the securities industry. We do not knowingly collect personal information from individuals under the age of 18. If we become aware that a minor has submitted information, we will promptly delete it.
This Portal may contain links to third-party websites, including FINRA.org, SEC.gov, and broker dealer firm websites. We are not responsible for the privacy practices of those websites and encourage you to review their privacy policies before submitting any information.
California residents have additional rights under the California Consumer Privacy Act (CCPA), including the right to know what personal information is collected, the right to delete personal information, and the right to non-discrimination for exercising these rights. We do not sell personal information as defined under the CCPA. California residents may submit requests by contacting us directly.
We may update this Privacy Policy from time to time. We will notify users of material changes by updating the "Last Updated" date at the top of this policy. Your continued use of the Portal following any changes constitutes acceptance of the updated policy.
If you have questions about this Privacy Policy or our data practices, please contact our placement team through the Portal's application form or reach out to our privacy officer. We are committed to resolving any concerns promptly and transparently.
FINRA Broker Dealer Career Placement Portal
By accessing or using the FINRA Broker Dealer Career Placement Portal ("Portal," "Service," "we," "us," or "our"), you agree to be bound by these Terms of Service ("Terms"). If you do not agree to these Terms, do not access or use the Portal. These Terms constitute a legally binding agreement between you and the Portal operator.
This Portal is an independent service and is not affiliated with, endorsed by, or acting on behalf of FINRA (Financial Industry Regulatory Authority) or any individual broker dealer firm.
The Portal provides an online directory of publicly available information about FINRA-registered broker dealer firms and a career placement service that allows job seekers to submit their resume and contact information for forwarding to selected broker dealer firms. We act solely as an intermediary between job seekers and broker dealer firms. We do not guarantee employment, interviews, or any response from any firm.
You must be at least 18 years of age to use this Portal. By using the Service, you represent and warrant that you meet this age requirement and that you have the legal capacity to enter into these Terms. The Portal is intended for individuals seeking employment or career opportunities in the United States securities industry.
By submitting your resume and personal information through the Portal, you:
You agree not to use the Portal to:
Broker dealer firm information displayed on this Portal is sourced from publicly available FINRA records and is provided for informational purposes only. We make no representations or warranties regarding the accuracy, completeness, or currency of firm information. Firm registration status, addresses, phone numbers, and websites may change. Always verify firm information independently through FINRA BrokerCheck before making any employment decisions.
All content on the Portal — including but not limited to text, design, graphics, logos, and software — is the property of the Portal operator and is protected by applicable intellectual property laws. You may not reproduce, distribute, modify, or create derivative works from Portal content without our express written consent. FINRA-related trademarks and registered marks belong to their respective owners.
THE PORTAL IS PROVIDED ON AN "AS IS" AND "AS AVAILABLE" BASIS WITHOUT WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT. WE DO NOT WARRANT THAT:
Use of the Portal is entirely at your own risk.
TO THE FULLEST EXTENT PERMITTED BY LAW, THE PORTAL OPERATOR SHALL NOT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES ARISING FROM YOUR USE OF OR INABILITY TO USE THE PORTAL OR ITS SERVICES. IN NO EVENT SHALL OUR TOTAL LIABILITY TO YOU EXCEED ONE HUNDRED DOLLARS ($100.00). THIS LIMITATION APPLIES REGARDLESS OF THE FORM OF ACTION AND WHETHER WE WERE ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
You agree to indemnify, defend, and hold harmless the Portal operator and its officers, directors, employees, and agents from any claims, liabilities, damages, losses, and expenses (including reasonable attorneys' fees) arising from your use of the Portal, your violation of these Terms, or your submission of false or misleading information.
Your use of the Portal is also governed by our , which is incorporated by reference into these Terms. By using the Portal, you consent to the data practices described in our Privacy Policy, including the potential sharing of your resume with additional FINRA-registered firms beyond those you selected.
The Portal may contain links to third-party websites including FINRA.org, SEC.gov, and individual broker dealer websites. These links are provided for convenience only. We have no control over and assume no responsibility for the content, privacy policies, or practices of any third-party sites. We encourage you to review the terms and privacy policies of any external site you visit.
We reserve the right to modify these Terms at any time. Material changes will be indicated by updating the "Last Updated" date. Your continued use of the Portal following the posting of changes constitutes your acceptance of the revised Terms. If you do not agree to the updated Terms, you must discontinue use of the Portal.
These Terms shall be governed by and construed in accordance with the laws of the United States and the state of New York, without regard to its conflict of law provisions. Any disputes arising from these Terms or your use of the Portal shall be resolved through binding arbitration in New York, NY, in accordance with the rules of the American Arbitration Association, except that either party may seek injunctive relief in a court of competent jurisdiction.
If any provision of these Terms is found to be invalid or unenforceable, that provision shall be modified to the minimum extent necessary to make it enforceable, and the remaining provisions shall remain in full force and effect.
These Terms, together with the Privacy Policy, constitute the entire agreement between you and the Portal operator regarding your use of the Portal and supersede all prior agreements and understandings, whether written or oral, relating to the subject matter herein.
For questions regarding these Terms of Service, please contact our team through the Portal's application form. We are committed to addressing any concerns promptly and in good faith.